Our Product Line
From a private 506(b) round to ringing the bell on NASDAQ or NYSE — ten regulated paths to capital, all executed on one platform with integrated eSignature, payment processing, and investor management.
Regulation D 506(b)
Raise unlimited capital privately from investors you already know — no general solicitation, self-certified accreditation.
- ✓ No cap on the raise amount
- ✓ Self-certification of accredited status
- ✓ Up to 35 sophisticated non-accredited investors
- ✓ No general solicitation or advertising
Regulation D 506(c)
Advertise your raise publicly and accept unlimited capital from accredited investors with verification built into the flow.
- ✓ General solicitation permitted — market the deal anywhere
- ✓ Unlimited raise amount
- ✓ Accreditation verification workflow built in
- ✓ Faster close with integrated eSign and payments
Regulation A+
A mini-IPO open to the public. Raise up to $75M per year from your customers, community, and the crowd.
- ✓ Raise up to $75M every 12 months (Tier 2)
- ✓ Open to non-accredited investors with limits
- ✓ Freely tradable securities for investors
- ✓ Test-the-waters marketing before qualification
Regulation S
Raise capital from international investors through offshore transactions outside U.S. registration — often run alongside a Reg D round.
- ✓ Unlimited raise from non-U.S. investors
- ✓ Runs in parallel with a Reg D 506(c) tranche
- ✓ Offshore transaction compliance workflows built in
- ✓ Distribution compliance period tracking
PIPE (Post-Listing)
Private investment in public equity — institutional capital placed directly into your company after it lists, at a negotiated price.
- ✓ Institutional capital after your listing
- ✓ Negotiated pricing and registration rights
- ✓ Faster than a follow-on public offering
- ✓ Pairs with resale registration on Form S-1/S-3
NASDAQ Conventional Listing
A conventional NASDAQ listing with a registered primary offering — raise new capital as you go public, managed end to end.
- ✓ Primary capital raised at listing
- ✓ Listing-standards readiness assessment
- ✓ S-1 registration and Edgarization in-house
- ✓ Exchange application managed end to end
NASDAQ Direct Listing
Go public on NASDAQ without an IPO. We manage listing readiness, SEC registration, Edgarization, and the exchange application end to end.
- ✓ No underwriter discount or IPO roadshow
- ✓ Existing shares registered for resale
- ✓ SEC filing and Edgarization handled in-house
- ✓ Listing-standards readiness assessment
NYSE Conventional Listing
A conventional New York Stock Exchange listing with a registered primary offering — the Big Board, with new capital raised at the bell.
- ✓ Primary capital raised at listing
- ✓ Full NYSE listing-standards guidance
- ✓ Registration statement through effectiveness
- ✓ DMM and market-maker coordination
NYSE Direct Listing
List directly on the New York Stock Exchange — the prestige of the Big Board without dilutive underwriting.
- ✓ Direct float of existing shareholder stock
- ✓ Full NYSE listing-standards guidance
- ✓ Registration statement through effectiveness
- ✓ Market-maker and DMM coordination
Equity Line of Credit (ELOC)
A committed standby equity facility from institutional investors — draw capital when you need it, on your timeline.
- ✓ Capital on demand after listing
- ✓ Issuer controls timing and draw size
- ✓ Institutional counterparties arranged by us
- ✓ Pairs naturally with a direct listing